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圖書內容簡介

本書(shu)從國內(nei)證券(quan)公(gong)(gong)司(si)風險(xian)管理(li)(li)(li)現狀入(ru)手，介紹國內(nei)證券(quan)公(gong)(gong)司(si)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)風險(xian)類別及風險(xian)管理(li)(li)(li)現狀；隨(sui)后(hou)就證券(quan)公(gong)(gong)司(si)目前(qian)已(yi)經開展(zhan)的各項(xiang)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)主要風險(xian)點(dian)進行(xing)了(le)(le)深入(ru)研究和分(fen)析，涵(han)蓋了(le)(le)證券(quan)經紀業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、投(tou)資銀(yin)行(xing)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、證券(quan)自營業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、資產管理(li)(li)(li)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、研究報告業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、投(tou)資顧(gu)問業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、融(rong)資融(rong)券(quan)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、直投(tou)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)以及其他業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)；并結合作者個人多年對證券(quan)公(gong)(gong)司(si)風險(xian)管理(li)(li)(li)、稽核(he)審(shen)計的研究成果，詳細闡述了(le)(le)證卷公(gong)(gong)司(si)各項(xiang)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)(wu)風險(xian)的具體防范措施(shi)；同時引入(ru)了(le)(le)大量(liang)具體案例進行(xing)點(dian)評(ping)分(fen)析，以便讀者更加直觀理(li)(li)(li)解(jie)相關內(nei)容。

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